“HKFE Rules” means the rules, regulations and procedures of or made by HKFE (including the Rules, Regulations and Procedures of Hong Kong Futures Exchange Limited), and any amendments, supplements, variations or modifications thereto from time to time in force; HONG KONG FUTURES EXCHANGE LIMITED (“Company”) BOARD OF DIRECTORS (“Board”) TERMS OF REFERENCE AND MODUS OPERANDI Membership 1. The Board shall consist of 5 members (“Directors”). 2. The term of a Director who is an employee of any of Hong Kong Exchanges and Clearing 1.2.6 words not defined shall have the meanings ascribed to them in the Rules, Regulations and Procedures of Hong Kong Futures Exchange Limited, the Securities and Futures Ordinance or the regulations made thereunder unless the context requires otherwise;

Rules, Regulations and Procedures of Hong Kong Futures Exchange Limited APPENDIX B - FEES Description Amount1 Exchange trading fees HSI Volatility Index Futures House/Client a/c MM a/c 10.00/Lot 2.00/Lot REGULATIONS FOR TRADING STOCK INDEX FUTURES CONTRACTS STOCK INDEX Rules, Regulations and Procedures of Hong Kong Futures Exchange Limited PREFACE This preface is included to give a general explanation of the purpose of the Rules of Hong Kong Futures Exchange Limited ("the Exchange”). The preface does not form part of these Rules and does not affect the construction of these Rules. The Exchange (Update No. 1 2018 of the Rules, Regulations and Procedures of the Futures Exchange is now available for subscription. For those who wish to subscribe hardcopy updates to the Rules, Regulations and Procedures of the Futures Exchange, please complete and return the attached copy of the Updating Service Request Form.) Rules, Regulations and Procedures of Hong Kong Futures Exchange Limited . Contract Specifications . For . Hang Seng Index (HSI) Futures . The following Contract Specifications shall apply to the Hang Seng Index Futures Contract**: (Hong Kong time) 1:00 p.m. – 4:30 p.m. (afternoon trading session) Amendments to the Rules, Regulations and Procedures of the Futures Exchange relating to the introduction of three Hong Kong Futures Contracts, Bank of Communications Co., Ltd. Futures Contract, China Netcom Group Corporation (Hong Kong) Limited Futures Contract and Ping An Insurance (Group) Company of China, Ltd. Futures Contract (take effect Chapter 9 - Emergency Procedures, Options Trading Rules of the Stock Exchange; Chapter 7 - Contingency Procedures, Operational Trading Procedures for Options Trading Exchange Participants of the Stock Exchange; Hong Kong Futures Exchange Limited (Futures Exchange) Chapter IX - Emergency and Extraordinary Situations, Rules, Regulations and HONG KONG FUTURES EXCHANGE LIMITED (“Company”) BOARD OF DIRECTORS (“Board”) TERMS OF REFERENCE AND MODUS OPERANDI Membership 1. The Board shall consist of 5 members (“Directors”). 2. The term of a Director who is an employee of any of Hong Kong Exchanges and Clearing

1 Jan 2019 The Stock Exchange of Hong Kong Limited. The Securities and Futures Commission takes no responsibility for the contents of robust market regulation in the evolving market environment. Environmental, Social and them in a one- stage delisting procedure (as compared to 3 stages for Main Board).

Hong Kong Futures Exchange Limited. HKFRS Regulation and supervision of markets: As recognized by the SFC, Hong Kong Exchanges and. Clearing  existing rules, regulations or procedures, formal approval from the SFC is obtained on Except HKEX, SEHK, Hong Kong Futures Exchange Limited, Hong. the requirement to so register under Regulation 30.10 of the Regulations under the US certain of the CFTC's foreign futures and options rules, the major rule being that which SICOM Singapore Commodity Exchange Limited. Euronext. liffe. SPSE Sao Paulo Stock Exchange. HKEX Hong Kong Exchanges & Clearing Ltd. The SEHK, Hong Kong Futures Exchange Limited and Hong Kong Securities Clearing Key rules and regulations applicable to the IPO process in Hong Kong. A commodity market is a market that trades in the primary economic sector rather than Futures are traded on regulated commodities exchanges. They may, however, be subject to regulation by the Commodity Futures Trading Commission. 2012 which include "provisions for position limits on commodity derivatives",  1 Oct 2015 Rules, Regulations and Procedures of Hong Kong Futures Exchange Limited), and any amendments, supplements, variations or modifications 

1 Jun 2019 The main form of corporate entity used in Hong Kong is the limited liability company. in Hong Kong comprises legislation, non-statutory rules, codes and the SEHK (including the stock and futures exchanges and associated In relation to listing procedures, Hong Kong operates a dual-filing regime.

(2) HONG KONG EXCHANGES AND CLEARING LIMITED of 12 th. Floor, One conduct regulation of market participants, which is the responsibility of the. SFC. 2.6 The HKEx shall ensure that its Rules and procedures are continually reviewed regulations that it administers relating to the securities and futures markets 

According to the reform plan announced in March 1999, the Exchange, the Hong Kong Futures Exchange and their clearing houses merged into a new holding company, the Hong Kong Exchanges and Clearing Limited. [citation needed] Brief chronology. On 2 April 1986: a new trading hall is opened. At that time, a total of 249 companies were listed on the

Hong Kong Exchanges and Clearing Limited. HKFE. Hong Kong of Hong Kong . SFC. Securities and Futures Commission. SI Since March 2000, the SFC has been responsible for the regulation 3.2.1.5 Settlement procedures. Since May  27 Feb 2017 HONG KONG EXCHANGES AND CLEARING LIMITED 2016 Increased trading of derivatives contracts on the Futures Exchange. Enhancements to the Stock Exchange's Decision-Making and Governance Structure for Listing Regulation” HKEX has formal and transparent procedures for fixing the  1 Nov 2016 details as required by Rule 13.51(2) of The Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (an extract of which is repealed Securities and Futures (Clearing Houses) Ordinance, the repealed any rules and regulations of any securities regulatory authority, stock. 15 May 2015 Service Reference Manual, Operating Procedure for Hong Kong Trade Repository because the disclosure of the particulars is prohibited under the laws of, or by an “Reporting Rules” means the Securities and Futures (OTC Derivative Transactions – (c) Australian Securities Exchange Limited;. TAIFEX Rules. Operating Rules · Trading Rules For Futures/Options Contracts · Trading Related Rules · Clearing Related Rules · Auditing Related Rules.

RULES; TRADING PROCEDURES. right arrow. Rules, Regulations and Procedures of the Futures Exchange. View Current. Rules, Regulations and Procedures 

The amended Operational Trading Procedures for Options Trading Exchange Participants in relation to trading hours are available on HKEx's website at here. The amended Rules, Regulations and Procedures of Hong Kong Futures Exchange Limited in relation to trading hours are available on HKEx's website at here. Please send the completed form with a cheque/bankdraft for the exact amount to Corporate Communications, Hong Kong Exchanges and Clearing Limited, 7/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong. All cheques and bankdrafts should be made payable to “

A commodity market is a market that trades in the primary economic sector rather than Futures are traded on regulated commodities exchanges. They may, however, be subject to regulation by the Commodity Futures Trading Commission. 2012 which include "provisions for position limits on commodity derivatives",